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John Alexander Gianni

Valley Financial Management, Inc.

White Plains, NY

New York, NY

White Plains, NY

Valley Wealth Managers, Inc.

White Plains, NY

Paramus, NJ

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Current Employers
Valley Financial Management, Inc.

350 Madison Ave. Compliance 4Th Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-22
  • NY RA
    APPROVED
    Since 2026-06-22

Branch Locations

12 Water Street 1St Floor, White Plains, NY 10601 • United States

350 Madison Ave. 4Th Floor, Compliance Department, New York, NY 10017 • USA

12 Water Street, White Plains, NY 10601 • United States

Valley Wealth Managers, Inc.

80 East Ridgewood Ave Suite 3, Paramus, NJ 07652 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-07-17
  • NY RA
    APPROVED
    Since 2023-07-17

Branch Locations

12 Water Street, White Plains, NY 10601 • United States

80 East Ridgewood Ave Suite 3, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valley National Bank New York NY 08/2016 Present
Valley Financial Management, Inc. White Plains NY 07/2022 Present
Valley Wealth Managers, Inc. White Plains NY 07/2023 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-08-25
S65 Uniform Investment Adviser Law Examination 2019-05-31
  • S63 Uniform Securities Agent State Law Examination
    2022-08-25
  • S65 Uniform Investment Adviser Law Examination
    2019-05-31

View on SEC IAPD

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