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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2022-01-24 |
Branch Locations
130 Collins Drive, Danville, VA 24540 • United States
128 S Tryon Street, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Investor Services | Raleigh | NC | 09/2005 | Present |
| National College Of Business And Technology | Danville | VA | 03/2002 | Present |
Business name & address: Danville Life Saving Crew, 202 Christopher Lane, Danville, VA 24541;position is EMT as volunteer starting 8/27/2008. 50 hrs/month, 0 hrs/month during trading hours. Not investment related; Volunteer to answer emergency med. calls as an advanced EMT. Compensation is through a rewards program payment with 1099 at year end.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 2007-05-17 |
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