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Dolores Alquist

Pnc Wealth Management LLC

Akron, OH

CRD 2446519

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Employer firm

Pnc Wealth Management LLC CRD 129052

$30.3B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2010-05-14
OH RA APPROVED 2010-05-14
  • IN RA
    APPROVED
    Since 2010-05-14
  • OH RA
    APPROVED
    Since 2010-05-14

Branch Locations

1 Cascade Plaza, Akron, OH 44308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Cleveland OH 04/2010 07/2019
Pnc Investments Pittsburgh PA 07/2019 Present
  • 04/2010 → 07/2019
    Pnc Investments
    Cleveland, OH
  • 07/2019 → Present
    Pnc Investments
    Pittsburgh, PA
Previous Registrations
  • 2006-09-19 → 2010-04-26
    Chase Investment Services Corp.
    Akron, OH
    Barberton, OH
    Canton, OH
    Akron, OH
    Canton, OH
    Louisville, OH
    Akron, OH
    Massillon, OH
    Akron, OH
    Akron, OH
    North Canton, OH
    Uniontown, OH
    Wooster, OH
    New Philadelphia, OH
    Mansfield, OH
    Ashland, OH
    Medina, OH
    Hudson, OH
    Strongsville, OH
    Willowick, OH
    Lorain, OH
    Cleveland, OH
    Independence, OH
    Rocky River, OH
    Cleveland, OH
    Willoughby, OH
    Lorain, OH
    Eastlake, OH
    Mentor, OH
    Willoughby Hills, OH
    Bedford Heights, OH
    Cleveland, OH
    Akron, OH
    Beachwood, OH
    Alliance, OH
    Alliance, OH
    Chagrin Falls, OH
    Cleveland, OH
    Lorain, OH
    Lyndhurst, OH
    Sheffield Lake, OH
    Euclid, OH
    Berea, OH
    Canton, OH
    Cleveland Heights, OH
    Minerva, OH
    Parma, OH
    Pepper Pike, OH
    Seven Hills, OH
    Wickliffe, OH
    North Olmsted, OH
    Westlake, OH
    Akron, OH
    Brunswick, OH
    Canton, OH
    Wooster, OH
    Norton, OH
    Akron, OH
    Stow, OH
    Twinsburg, OH
    Canton, OH
    Dover, OH
    Newcomerstown, OH
    Uhrichsville, OH
    Dover, OH
    Mansfield, OH
    Mansfield, OH
    Mansfield, OH
    Ashland, OH
    Cleveland, OH
    Cleveland, OH
Other Businesses

1. 03/01/2023 / Owner-Member / The Light Wisdom and Wellness a subsidiary of The Light (health and wellness services) / Non-Investment related / Hours weekly during trading hours: 1; 2. 01/01/2016 / Owner-President / Sapphire International (life coaching services) / Non-Investment related / Hours weekly during trading hours: 1; 3. 10/27/2015 / Owner-Secretary / 1 Direction, Inc. (small business coaching services) / Non-Investment related / Hours during trading hours: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-14
S63 Uniform Securities Agent State Law Examination 1997-11-14
  • S66 Uniform Combined State Law Examination
    2006-09-14
  • S63 Uniform Securities Agent State Law Examination
    1997-11-14
Other Names
  • Dolores Penna
  • Delores Mucciarone
  • Dolores Penna

View on SEC IAPD

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