Denise Margaret Stephens

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1993 → Present
  Princeton Financial Services
  Miami, FL
• 02/2009 → 12/2016
  Women In Insurance And Financial Services
  Miami, FL
• 09/2014 → 06/2021
  Voya Financial Advisors
  Miami, FL
• 05/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2004-01-01 → 2021-06-11
  Voya Financial Advisors, Inc.
  Johns Island, SC
  Miami, FL
  Miami, FL
  Windsor, CT
• 2003-03-11 → 2004-01-01
  Locust Street Securities, Inc.
  Miami, FL
• 1994-03-10 → 2003-03-05
  Ffp Advisory Services Inc
  Miami, FL

Other Businesses

1) NAME OF ENTITY: Princeton Financial Services, Inc; Yes; 13301 SW 95 AVE; MIAMI; FL; 33176; DBA; owner; 4/1/1993; 160; 160; DBA for insurance and investments| 2) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 13301 SW 95 AVE; MIAMI; FL; 33176; fixed insurance sales; INDEPENDENT INSURANCE AGENT; 3/6/2003; 160; 160; sales of fixed insurance products| 3) NAME OF ENTITY: All Dade Insurance Group; No; 7344 SW 48TH ST MIAMI; MIAMI; FL; 33155; DBA; P&C agent; 4/1/2011; 8; 8; Sales of property and casualty insurance|

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-12-18

Designations

• Certified Financial Planner

Other Names

• Denise Margaret Johnson
• Denise Margaret Johnson-Stephens
• Denise M Arias