Nan Cohen

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2005 → 05/2024
  Securities America Inc.
  Pepper Pike, OH
• 07/2005 → 05/2024
  Securities America Advisors Inc.
  Pepper Pike, OH
• 05/2011 → Present
  Creekside Financial Advisors Llc
  Pepper Pike, OH
• 05/2024 → Present
  Lpl Financial Llc
  Pepper Pike, OH

Previous Registrations

• 2005-07-26 → 2024-05-21
  Securities America Advisors, Inc.
  Mayfield Heights, OH
  Pepper Pike, OH
• 2000-01-01 → 2005-07-20
  Osaic Fa, Inc.
  Cleveland, OH

Other Businesses

1) 05/2024 - Creekside Financial Advisors - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 130hrs/month - 100% time spent 2) 05/2024 - Creekside Financial Holdings, LLC - Business Entity For Tax/Investment Purposes Only - Non-inv. Related - Pepper Pike, OH - Co-owner - Start Date 05/22/2024 - 160hrs/month - 95% time spent 3) 05/2024 - NTM Ventures - Property and Casualty Insurance Trails Only - Inv. Related - Pepper Pike, OH - Property and Casualty - Start Date 10/01/2020 - 0hrs/month - 0% time spent

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-02-03

Designations

• Certified Financial Planner