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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
6200 Rockside Road, Cleveland, OH 44131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-22 |
| OH | RA | APPROVED | 2000-01-01 |
Branch Locations
6200 Rockside Road Suite 100, Cleveland, OH 44131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vantage Financial Group, Inc. | Cleveland | OH | 05/1999 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
(1) INDEPENDENT INSURANCE AGENT, (DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE), 15 SECURITIES TRADING HOURS WEEKLY, 0 NON SECURITIES, START DATE 5/2000; (2) VANTAGE FINANCIAL GROUP, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA NAME FOR FINANCIAL SERVICES, START 01/01/2013, 2HRS/WK (TRADING HOURS), PART OWNER, REGISTERED REPRESENTATIVE; (3) VANTAGE FINANCIAL GROUP 401(K) PLAN, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, 401(K) PLAN FOR VANTAGE FINANCIAL GROUP, START 10/24/2011, 2HRS/WK (TRADING HOURS), TRUSTEE - SIGNING AUTHORITY & DECISION MAKER; (4) NAME OF OTHER BUSINESS: VANTAGE FINANCIAL GROUP ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: ADVISORY BUSINESS ; POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE ; START DATE: 01/2000 ; APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING & ASSET MANAGEMENT ;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-10-09 |
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