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Daniel R Galvin

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Albany, NY

Melville, NY

Cohoes, NY

Albany, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
CT RA APPROVED 2015-12-07
TX RA APPROVED 2009-10-23
  • NY RA
    APPROVED
    Since 2021-04-19
  • CT RA
    APPROVED
    Since 2015-12-07
  • TX RA
    APPROVED
    Since 2009-10-23

Branch Locations

69 State St, Albany, NY 12207 • United States

300 Broadhollow Rd, Melville, NY 11747 • United States

Cohoes, NY • United States

Albany, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Albany NY 10/2009 Present
Previous Registrations
  • 2007-07-30 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Dallas, TX
    Dallas, TX
    Boston, MA
Other Businesses

(1)RENTAL PROPERTY ADDRESS: 916 E 61ST ST : SIOUX FALLS, SD, OWNER, RENTAL INCOME. NOT INVESTMENT RELATED

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-03-03
S65 Uniform Investment Adviser Law Examination 1994-03-03
  • S63 Uniform Securities Agent State Law Examination
    1994-03-03
  • S65 Uniform Investment Adviser Law Examination
    1994-03-03
Other Names
  • Dan Galvin

View on SEC IAPD

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Other Offices

ALLSQUARE WEALTH MANAGEMENT, LLC · ALBANY, NY
CETERA INVESTMENT ADVISERS LLC · ALBANY, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Albany, NY
MPWM ADVISORY SOLUTIONS LLC · ALBANY, NY
CITIZENS SECURITIES, INC. · ALBANY, NY
LPL FINANCIAL LLC · ALBANY, NY
THE AFFINITY GROUP, LLC · ALBANY, NY
WELLS FARGO CLEARING SERVICES, LLC · ALBANY, NY

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