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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-09 |
| IL | RA | APPROVED | 2013-12-23 |
Branch Locations
1 Mid America Plz Suite 800, Oakbrook Terrace, IL 60181 • United States
Western Springs, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates Inc | Chicago | IL | 11/2013 | 05/2018 |
| Raymond James & Associates, Inc. | Oakbrook Terrace | IL | 05/2018 | Present |
(1)Name of Business: Production Spring, LLC Address: 5439 Grand Avenue, Western Springs, IL, 60558, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 08/19/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I serve as a member of the LLC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-02 |
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