Timothy Joseph Chase

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2009 → 01/2024
  Woodbury Financial Services
  Francis Creek, WI
• 01/2024 → Present
  Osaic Wealth, Inc.
  Manitowoc, WI

Previous Registrations

• 2009-07-02 → 2024-01-19
  Woodbury Financial Services, Inc.
  Francis Creek, WI
  Naples, FL
  Manitowoc, WI
• 2005-03-24 → 2009-07-06
  Packerland Brokerage Services, Inc.
  Green Bay, WI
  Francis Creek, WI
  Francis Creek, WI
  Francis Creek, WI

Other Businesses

1) CHASE FINANCIAL SERVICES LLC POSITION: President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 02/01/1994 ADDRESS: 1035 S 10th St, Manitowoc WI 54220, United States DESCRIPTION: Life, Health, Disability, Long Term Care, Fixed Annuities, Tax Prep 2) TIKR HOLDINGS LLC POSITION: President NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 8 START DATE: 07/27/2012 ADDRESS: 1035 S 10th St, Manitowoc WI 54220, United States DESCRIPTION: Management of properties

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-09-02
• S63 Uniform Securities Agent State Law Examination
  1994-02-25