Caitlin M West

Current Employers

Employment History

• 06/2013 → 08/2017
  Gitterman Wealth Management, Llc
  Edison, NJ
• 01/2018 → 02/2018
  First Republic Investment Management, Inc.
  New York, NY
• 01/2018 → 02/2018
  First Republic Securities Company, Llc
  New York, NY
• 09/2017 → 12/2017
  Demeter Professional Advisors Group
  Hillsborough, NJ
• 03/2018 → 09/2019
  Fidelity Brokerage Services Llc
  Wayne, NJ
• 07/2018 → 09/2019
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 09/2019 → 01/2021
  M Holdings Securities, Inc.
  Portland, OR
• 09/2019 → 02/2021
  Kb Financial Partners, Llc
  Princeton, NJ
• 02/2021 → 12/2021
  Journey Strategic Wealth Llc
  Summit, NJ
• 12/2021 → Present
  The Ascent Group, Llc
  Virginia Beach, VA
• 08/2024 → Present
  Osaic Wealth, Inc.
  Virginia Beach, VA

Previous Registrations

• 2021-03-24 → 2022-01-14
  Journey Strategic Wealth Llc
  Summit, NJ
• 2018-07-13 → 2019-03-06
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2018-05-01 → 2018-07-13
  Strategic Advisers Llc
  Wayne, NJ
• 2018-01-09 → 2018-02-12
  J.P. Morgan Private Wealth Advisors Llc
  New York, NY
• 2016-08-17 → 2017-11-16
  Gitterman Wealth Management, Llc
  Edison, NJ
• 2008-10-03 → 2011-06-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
• 2007-08-15 → 2008-09-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA

Other Businesses

1)The Ascent Group, LLC;Investment related: yes; 192 Ballard Court, Virginia Beach, VA 23462; Nature or Structure of Business: LLC; Position: Director of RIA Operations; Start date: 12/31/2021; hours per month: 240; securities trading hours 130; Duties: operations management and platform administration 2) Rutgers University;Investment related: no; 227 Penn Street, Camden, NJ 08102; Nature or Structure of Business: Rutgers, The State University of New Jersey; Position: Non-Academic Co-Chair; Start date: 07/15/2023; hours per month: 1; securities trading hours 0; Duties: Two-year term ending June 30, 2025. The primary responsibilities of the Non-Academic Co-Chair are to review the agenda and minutes of advisory board meetings and lead a review of the Academic Co-Chair's performance at the end of his or her term 2) RUTGERS SCHOOL OF BUSINESS - FINANCE AREA ADVISORY BOARD POSITION: Co-Chair NATURE: Non-paid Advisory Board co-chair for higher education programming INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 227 Penn Street, Camden NJ 08102, United States DESCRIPTION: Curriculum development, fundraising, networking 3) SUMMIT GROUP OF VIRGINIA POSITION: VP NATURE: LLP / DBA for conducting business INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/01/2021 ADDRESS: 192 Ballard Court, Suite 400, Virginia Beach VA 23462, United States DESCRIPTION: Summit Group of Virginia is a DBA that has been in place for over 30 years. 4) THE ASCENT GROUP, LLC POSITION: VP NATURE: The Ascent Group is an SEC Registered RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/01/2021 ADDRESS: 192 Ballard Court, Suite 400, Virginia Beach VA 23462, United States DESCRIPTION: As a VP of Operations, I support custodial, investment, and technology operations.

Exams

• S66 Uniform Combined State Law Examination
  2015-06-30

Other Names

• Caitlin Melissa West
• Caitlin M West
• Caitlin West