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Thomas Edward Kotcher

First Trust Advisors LP

Wheaton, IL

Birmingham, MI

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2011-09-28
  • IL RA
    APPROVED
    Since 2011-09-28

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Birmingham, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios L.P. Lisle IL 05/1998 Present
  • 05/1998 → Present
    First Trust Portfolios L.P.
    Lisle, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-14
S63 Uniform Securities Agent State Law Examination 1994-09-29
  • S65 Uniform Investment Adviser Law Examination
    2002-10-14
  • S63 Uniform Securities Agent State Law Examination
    1994-09-29
Other Names
  • Tom Kotcher

View on SEC IAPD

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Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
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BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
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