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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-02-20
KS RA APPROVED 2009-10-05
MO RA APPROVED 2009-10-05
  • TX RA
    APPROVED_RES
    Since 2010-02-20
  • KS RA
    APPROVED
    Since 2009-10-05
  • MO RA
    APPROVED
    Since 2009-10-05

Branch Locations

4200 W 115Th St Ste 200, Leawood, KS 66211-2729 • United States

Lees Summit, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D& K Realestate Holdings, Inc. Lees Summit MO 10/2005 Present
Ameriprise Financial Services, Inc. Overland Park KS 10/2009 03/2020
Ameriprise Financial Services, Inc. Overland Park KS 10/2009 03/2020
Ameriprise Financial Services, Llc Leawood KS 03/2020 Present
  • 10/2005 → Present
    D& K Realestate Holdings, Inc.
    Lees Summit, MO
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Overland Park, KS
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Overland Park, KS
  • 03/2020 → Present
    Leawood, KS
Previous Registrations
  • 2005-07-15 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Wichita, KS
    Overland Park, KS
    Overland Park, KS
  • 2001-04-10 → 2005-07-22
    Leawood , KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-11-27
S63 Uniform Securities Agent State Law Examination 1994-02-25
  • S65 Uniform Investment Adviser Law Examination
    2000-11-27
  • S63 Uniform Securities Agent State Law Examination
    1994-02-25

View on SEC IAPD

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