Phillip Wayne Jones

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1993 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 01/2010 → Present
  Bank Of America, N.A.
  Houston, TX

Other Businesses

I*75706 FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JONES INVESTMENT RELATED: Y ADDRESS OF BUSINESS: HOUSTON, TEXAS 77069 NATURE OF BUSINESS: OTHER,POWER OF ATTORNEY FOR MOTHERS IRA POSITION, TITLE, ASSOCIATION: OTHER, POWER OF ATTORNEY FOR MOTHERS ACCOUNT START DATE OF RELATIONSHIP: 10/1/2014 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: POWER OF ATTORNEY ON MOTHERS ACCOUNT

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-07-29
• S63 Uniform Securities Agent State Law Examination
  1994-02-18

Other Names

• Phillip W Jones