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1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-10-02 |
Branch Locations
1305 Walt Whitman Rd Suite 120, Melville, NY 11747 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | Westport | CT | 07/2011 | 10/2017 |
| Equitable Advisors | New York | NY | 01/2022 | 09/2025 |
| Aegis Capital Corp | Westport | CT | 10/2017 | 01/2022 |
| Aegis Capital Corp | Melville | NY | 09/2025 | Present |
1. CT Grateful Dead All Stars, Easton CT 06612; Not Investment Related; Musical Director, Music Group Live Shows; Start date: 2013; 5 hours per month devoted to business; 0 hours during securities trading hours. 2. ACC AGENCY, INC. 1305 WALT WHITMAN RD. SUITE 120 MELVILLE, NY 11747; INVESTMENT RELATED; GENERAL INSURANCE AGENCY, PRODUCER/AGENT; START DATE: 08-26-2026; 5-10 HOURS DEDICATED TO BUSINESS; 5-10 HOURS DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-04 |
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