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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2021-04-23 |
| CO | RA | APPROVED | 2018-07-16 |
| NM | RA | APPROVED | 2011-01-05 |
| CA | RA | APPROVED | 2004-04-26 |
| TX | RA | APPROVED | 2000-05-03 |
Branch Locations
4849 North Mesa Street Suite 206, El Paso, TX 79912 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | El Paso | TX | 07/2008 | Present |
| Park Avenue Securities Llc | El Paso | TX | 05/2000 | Present |
1. TNC REAL ESTATE, LLC- Engaged in buying, renting, holding and disposing of real estate or businesses, Start: 01/31/2006, Address: 3923 Okeefe El Paso, TX 79902, 1 non bus hr per month, Investment related, 2. Property and Casualty Insurance License-I have opportunity to refer P&C business to agents who actually sell such product, Start: 07/01/2014, Address: 4849 N. Mesa Suite 206 El Paso, Texas 79912, Less than 1 hour per month, Investment related, 3. Insurance other than Guardian (PAS)- I am licensed to sell life and health insurance products, Start: 04/01/1992, Address: 4849 N. Mesa Suite 206; El Paso, Texas 79912, 100 business hours per month, Investment related, >10% annual compensation, 4. 300SEP-Texas LLC whose asset is a piece of commercial real estate located in El Paso, Texas, Start: 01/24/2018, Address: 300 South El Paso El Paso, Texas 79901, 1 total business hour per month, Investment related, 5. Temple Mt. Sinai Perpetual Care Trust Committee- Advisory member, Start: 04/18/2018, Address: 4800 N. Stanton El Paso, TX 79902, 1 total business hour per month, Not investment related, 6. Trust Protector for THE EWF 2019 IRREVOCABLE TRUST-I have been asked to serve as a Trust Protector for my niece by her father, grantor of Trust. Start: 12/22/2019, Address: 3923 Okeefe El Paso, Texas 79902, 2 non bus hrs per month, Not investment related, 7. Trust Protector for the LSF 2019 Irrevocable Trust-I have been asked to serve as Trust Protector for my niece by her father, grantor of trust Start: 12/19/2019, Address: 3923 Okeefe El Paso, Texas 79902, 1 non bus hr per month, Not investment related, 8. Co-Executor of Miriam Kahn Goldfarb Estate-Named as co-executor of parent's estates Start: 11/17/2017, Address: 800 La Mancha El Paso, Texas 79922, 1 total business hour per month, Investment related, 9. Immediate PAST President El Paso Holocaust Museum and Study Center 01/2024, Start: 01/01/2026, Address: 715 N. Oregon St. El Paso, TX 79902, 3 total business hours per month, 2 during securities trading hours, Not Investment related, No annual compensation
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-15 |
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