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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2021-04-23
CO RA APPROVED 2018-07-16
NM RA APPROVED 2011-01-05
CA RA APPROVED 2004-04-26
TX RA APPROVED 2000-05-03
  • NV RA
    APPROVED
    Since 2021-04-23
  • CO RA
    APPROVED
    Since 2018-07-16
  • NM RA
    APPROVED
    Since 2011-01-05
  • CA RA
    APPROVED
    Since 2004-04-26
  • TX RA
    APPROVED
    Since 2000-05-03

Branch Locations

4849 North Mesa Street Suite 206, El Paso, TX 79912 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co Of America El Paso TX 07/2008 Present
Park Avenue Securities Llc El Paso TX 05/2000 Present
  • 07/2008 → Present
    Guardian Life Insurance Co Of America
    El Paso, TX
  • 05/2000 → Present
    El Paso, TX
Other Businesses

1. TNC REAL ESTATE, LLC- Engaged in buying, renting, holding and disposing of real estate or businesses, Start: 01/31/2006, Address: 3923 Okeefe El Paso, TX 79902, 1 non bus hr per month, Investment related, 2. Property and Casualty Insurance License-I have opportunity to refer P&C business to agents who actually sell such product, Start: 07/01/2014, Address: 4849 N. Mesa Suite 206 El Paso, Texas 79912, Less than 1 hour per month, Investment related, 3. Insurance other than Guardian (PAS)- I am licensed to sell life and health insurance products, Start: 04/01/1992, Address: 4849 N. Mesa Suite 206; El Paso, Texas 79912, 100 business hours per month, Investment related, >10% annual compensation, 4. 300SEP-Texas LLC whose asset is a piece of commercial real estate located in El Paso, Texas, Start: 01/24/2018, Address: 300 South El Paso El Paso, Texas 79901, 1 total business hour per month, Investment related, 5. Temple Mt. Sinai Perpetual Care Trust Committee- Advisory member, Start: 04/18/2018, Address: 4800 N. Stanton El Paso, TX 79902, 1 total business hour per month, Not investment related, 6. Trust Protector for THE EWF 2019 IRREVOCABLE TRUST-I have been asked to serve as a Trust Protector for my niece by her father, grantor of Trust. Start: 12/22/2019, Address: 3923 Okeefe El Paso, Texas 79902, 2 non bus hrs per month, Not investment related, 7. Trust Protector for the LSF 2019 Irrevocable Trust-I have been asked to serve as Trust Protector for my niece by her father, grantor of trust Start: 12/19/2019, Address: 3923 Okeefe El Paso, Texas 79902, 1 non bus hr per month, Not investment related, 8. Co-Executor of Miriam Kahn Goldfarb Estate-Named as co-executor of parent's estates Start: 11/17/2017, Address: 800 La Mancha El Paso, Texas 79922, 1 total business hour per month, Investment related, 9. Immediate PAST President El Paso Holocaust Museum and Study Center 01/2024, Start: 01/01/2026, Address: 715 N. Oregon St. El Paso, TX 79902, 3 total business hours per month, 2 during securities trading hours, Not Investment related, No annual compensation

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-04-03
S63 Uniform Securities Agent State Law Examination 1994-02-15
  • S65 Uniform Investment Adviser Law Examination
    2008-04-03
  • S63 Uniform Securities Agent State Law Examination
    1994-02-15
Other Names
  • Tom Goldfarb
  • Tommy Goldfarb
  • Thomas Barry Goldfarb

View on SEC IAPD

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