Michael Joseph Lopata

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → 01/2025
  Lincoln Financial Advisors Corporation
  Atlanta, GA
• 01/2025 → Present
  Osaic Wealth, Inc.
  Atlanta, GA

Previous Registrations

• 2010-04-05 → 2025-01-24
  Osaic Fa, Inc.
  Virginia Beach, VA
  Atlanta, GA
• 2003-04-17 → 2010-04-07
  Ameriprise Financial Services, Llc
  Atlanta, GA
  Atlanta, GA
• 2010-03-26 → 2010-03-26
  Osaic Fa, Inc.
  Virginia Beach, VA

Other Businesses

1. MICHAEL LOPATA 2015 MCLENDON AVENUE ATLANTA, GA 30307 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFER COMMISSION-BASED GROUP BENEFITS, FIXED ANNUITIES, EQUITY-INDEXED ANNUITIES, LONG-TERM CARE INSURANCE, SERVICE FEE-BASED GROUP BENEFITS, AND TRADITIONAL LIFE INSURANCE. START DATE: 01/01/2016 HOURS PER MONTH: 20 HOURS PER MONTH DURING TRADING HOURS: 10 2. MICHAEL LOPATA 1380 NORTHVIEW AVENUE ATLANTA, GA 30306 CATEGORY: REAL ESTATE RENTAL INVESTMENT-RELATED: NO TITLE: OWNER/SOLE PROPRIETOR DUTIES: MANAGE RENTAL PROPERTY START DATE: 1994 HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS: 5 3. DEKALB AUDIT OVERSIGHT COMMITTEE POSITION: Volunteer NATURE: Dekalb County Audit Oversight Committee INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 06/17/2025 ADDRESS: Virtual Meetings 1300 Commerce Drive, Decatur GA 30030, United States DESCRIPTION: As a volunteer I would attend meetings for the committee and provide input on the programs in the county. The committee is a platform for the oversight of the internal audit function for the county. The Audit Oversight Committee is established to insure objectivity and independence to help ensure full transparency and accountability to the public.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-03-20
• S63 Uniform Securities Agent State Law Examination
  1994-04-11

Other Names

• Mike Lopata