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William Christian Gabrielsen

Compass Financial Management LLC

Biddeford, ME

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Current Employers
Compass Financial Management Llc

2422 W. Sunset Drive, Tampa, FL 33629 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2025-04-04
  • ME RA
    APPROVED
    Since 2025-04-04

Branch Locations

Biddeford, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sc Distributors, Llc Costa Mesa CA 12/2015 08/2017
Allianz Life Insurance Company Of North America Minneapolis MN 09/2017 09/2022
Allianz Life Financial Services Llc Minneapolis MN 09/2017 09/2022
Key Investment Services Llc Brooklyn OH 10/2022 01/2024
Lpl Financial, Llc Biddeford ME 03/2024 10/2024
Dst Wealth Management Llc Indian Wells CA 10/2024 Present
Producers Prospect Imo Troy MI 01/2025 Present
  • 12/2015 → 08/2017
    Sc Distributors, Llc
    Costa Mesa, CA
  • 09/2017 → 09/2022
    Allianz Life Insurance Company Of North America
    Minneapolis, MN
  • 09/2017 → 09/2022
    Allianz Life Financial Services Llc
    Minneapolis, MN
  • 10/2022 → 01/2024
    Brooklyn, OH
  • 03/2024 → 10/2024
    Biddeford, ME
  • 10/2024 → Present
    Indian Wells, CA
  • 01/2025 → Present
    Producers Prospect Imo
    Troy, MI
Previous Registrations
Other Businesses

1. Producers Prospect/ECA IMO, investment related, 7800 Equitable Dr Suite 200 Eden Prairie, MN 55344, insurance sales, Head of Wealth Management, 1/1/2025, 12 hours a month, 4 hours during trading hours. 2. Intellivisor Estate, not investment related, 30 N Gould St. Suite R Sheridan, WY 82801, Wills & Trust documentation prep, Head of Wealth Management, 6/1/2025, 2 hours a month, 0 hours during trading hours. 3. Intellivisor Tax, not investment related, 30 N Gould St. Suite R Sheridan, WY 82801, Tax Planning reviews, Head of Wealth Management, 6/1/2025, 2 hours a month, 0 hours during trading hours. 4. Estate Planning Team (EPT), not investment related, 45110 Club Dr Suite B Indian Wells, CA 92210, Deferred Sales Trusts, 10/1/2024, 2 hours a month, 0 hours during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-10
S63 Uniform Securities Agent State Law Examination 1998-11-04
  • S66 Uniform Combined State Law Examination
    2022-12-10
  • S63 Uniform Securities Agent State Law Examination
    1998-11-04
Other Names
  • W Christian Gabrielsen
  • W Christian Gabrielsen
  • W Christian Gabrielsen
  • Chris Gabrielsen
  • William Christian Gabrielsen

View on SEC IAPD

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