Frederick James Keator

Current Employers

Employment History

• 09/2005 → 10/2019
  Wells Fargo Advisors Financial Network Llc
  Lenox, MA
• 10/2019 → Present
  Raymond James Financial Services, Inc.
  Lenox, MA
• 10/2019 → Present
  Raymond James Financial Services Advisors, Inc.
  Lenox, MA

Previous Registrations

• 2005-09-27 → 2019-10-21
  Wells Fargo Advisors Financial Network, Llc
  Pittsfield, MA
  Pittsfield, MA
  Lenox, MA
• 2002-05-10 → 2005-09-12
  Wells Fargo Clearing Services, Llc
  Pittsfield, MA

Other Businesses

(1) Name of Business: Address: Activity Type: Loans - Personal to and from individuals Position/Title: Borrower Investment Related: Yes Start Date: 06/30/2025 Hours per month devoted to this business: Hours per month devoted to this business during trading hours: Description of duties: loan from Barbara Boccuto on the purchase of her business (2) Name of Business: Chiara Corp Address: 208 Lee Road, Lenox, MA, 01240, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/08/2005 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: President and sole owner (3) Name of Business: Keator Group, LLC Address: 218 Main St, Lenox, MA, 01240, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/31/2005 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Managing Partner (4) Name of Business: Lenox 218 Real Estate LLC Address: 218 Main St, Lenox, MA, 01240, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 02/28/2007 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Co-own building in which we work through RJFS (5) Name of Business: Lenox Police Association (a/k/a Lenox Police and Fire Charities) Address: 6 Walker Street, Lenox, MA, 01240, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 05/31/1990 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Maintain records and process various grants and donations

Exams

• S66 Uniform Combined State Law Examination
  2005-11-05
• S65 Uniform Investment Adviser Law Examination
  1997-05-19
• S63 Uniform Securities Agent State Law Examination
  1994-04-04