Michael David Neben

Employer firm

The Patriot Financial Group, LLC CRD 172470

$2.64B regulatory AUM 4 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2022 → Present
  The Patriot Financial Group, Llc
  Lincoln, NE
• 08/2014 → Present
  Unified Legacy Advisors
  Omaha, NE

Other Businesses

Unified Retirement Specialists, 11422 Miracle Hills Dr., Suite 510 Omaha, NE 68154 Pres./CEO, Insurance broker and service of traditional products through various carriers, non-investment related, start date 10/2018, 50% of time Neben Financial, LLC 11422 Miracle Hills Dr., Suite 510 Omaha, NE 68154 Investment advisor representative, investment related, start date 10/2018, 25% of time Unified Legacy Advisors, 11422 Miracle Hills Dr., Suite 510 Omaha, NE 68154 Pres./CEO, DBA for advisory business, Investment related, start date 08/2014, 25% of time American Financial Education Alliance (AFEA), 349 Copperfield Blvd NE STE-L #106 Concord NC 28025, Instructor and Conducting educational classes, Non-investment related, start date 06/2023, 8% of time American Senior Benefits; Agent; Not Investment Related; 9850 Nicholas St Suite 200 Omaha NE 68114; Medicare/Health Insurance Agency; Responsibilities: Medicare Sales; Start date: 2025-06-23; 0 Hours per month devoted to business during trading hours; 0 Hours per month devoted to business outside trading hours; 1 Percent of total yearly compensation expected to be derived from the business.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-09-06
• S63 Uniform Securities Agent State Law Examination
  1994-02-07