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Current Employers
The Patriot Financial Group, Llc

55 West Street Suite 201, Walpole, MA 02081 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2022-11-17
  • NE RA
    APPROVED
    Since 2022-11-17

Branch Locations

3401 Village Drive Suite 208, Lincoln, NE 68516 • United States

55 West Street Suite 201, Walpole, MA 02081 • United States

17002 Marcy Street Suite 120, Omaha, NE 68526 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Patriot Financial Group, Llc Lincoln NE 10/2022 Present
Unified Legacy Advisors Omaha NE 08/2014 Present
Other Businesses

Unified Retirement Specialists, 11422 Miracle Hills Dr., Suite 510 Omaha, NE 68154 Pres./CEO, Insurance broker and service of traditional products through various carriers, non-investment related, start date 10/2018, 50% of time Neben Financial, LLC 11422 Miracle Hills Dr., Suite 510 Omaha, NE 68154 Investment advisor representative, investment related, start date 10/2018, 25% of time Unified Legacy Advisors, 11422 Miracle Hills Dr., Suite 510 Omaha, NE 68154 Pres./CEO, DBA for advisory business, Investment related, start date 08/2014, 25% of time American Financial Education Alliance (AFEA), 349 Copperfield Blvd NE STE-L #106 Concord NC 28025, Instructor and Conducting educational classes, Non-investment related, start date 06/2023, 8% of time American Senior Benefits; Agent; Not Investment Related; 9850 Nicholas St Suite 200 Omaha NE 68114; Medicare/Health Insurance Agency; Responsibilities: Medicare Sales; Start date: 2025-06-23; 0 Hours per month devoted to business during trading hours; 0 Hours per month devoted to business outside trading hours; 1 Percent of total yearly compensation expected to be derived from the business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-06
S63 Uniform Securities Agent State Law Examination 1994-02-07
  • S65 Uniform Investment Adviser Law Examination
    2022-09-06
  • S63 Uniform Securities Agent State Law Examination
    1994-02-07

View on SEC IAPD

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