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55 West Street Suite 201, Walpole, MA 02081 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2022-11-17 |
Branch Locations
3401 Village Drive Suite 208, Lincoln, NE 68516 • United States
55 West Street Suite 201, Walpole, MA 02081 • United States
17002 Marcy Street Suite 120, Omaha, NE 68526 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Patriot Financial Group, Llc | Lincoln | NE | 10/2022 | Present |
| Unified Legacy Advisors | Omaha | NE | 08/2014 | Present |
Unified Retirement Specialists, 11422 Miracle Hills Dr., Suite 510 Omaha, NE 68154 Pres./CEO, Insurance broker and service of traditional products through various carriers, non-investment related, start date 10/2018, 50% of time Neben Financial, LLC 11422 Miracle Hills Dr., Suite 510 Omaha, NE 68154 Investment advisor representative, investment related, start date 10/2018, 25% of time Unified Legacy Advisors, 11422 Miracle Hills Dr., Suite 510 Omaha, NE 68154 Pres./CEO, DBA for advisory business, Investment related, start date 08/2014, 25% of time American Financial Education Alliance (AFEA), 349 Copperfield Blvd NE STE-L #106 Concord NC 28025, Instructor and Conducting educational classes, Non-investment related, start date 06/2023, 8% of time American Senior Benefits; Agent; Not Investment Related; 9850 Nicholas St Suite 200 Omaha NE 68114; Medicare/Health Insurance Agency; Responsibilities: Medicare Sales; Start date: 2025-06-23; 0 Hours per month devoted to business during trading hours; 0 Hours per month devoted to business outside trading hours; 1 Percent of total yearly compensation expected to be derived from the business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-07 |
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