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Mark D Wendell

Md Wealth Partners, Inc

Westlake Village, CA

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Current Employers
Md Wealth Partners, Inc

4550 East Thousand Oaks Blvd. Suite 150, Westlake Village, CA 91362 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-19
CA RA APPROVED 2016-03-22
  • TX RA
    APPROVED_RES
    Since 2024-08-19
  • CA RA
    APPROVED
    Since 2016-03-22

Branch Locations

4550 East Thousand Oaks Blvd. Suite 150, Westlake Village, CA 91362 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Md Wendell Wealth Partners Westlake Village CA 10/2011 Present
  • 10/2011 → Present
    Md Wendell Wealth Partners
    Westlake Village, CA
Previous Registrations
  • 2009-08-17 → 2012-03-15
    Planmember Securities Corporation
    Westlake Village, CA
    Carpinteria, CA
    Westlake Village, CA
  • 2006-03-16 → 2009-08-17
    Wescom Financial Services
    Goleta, CA
    Santa Barbara, CA
    Thousand Oaks, CA
    Thousand Oaks, CA
    Simi Valley, CA
    Oxnard, CA
    Calabasas, CA
    Moorpark, CA
    Goleta, CA
    Santa Barbara, CA
    Santa Maria, CA
    Goleta, CA
  • 2003-09-24 → 2003-12-01
    Partnervest Advisory Services Llc
    Santa Barbara, CA
  • 2001-03-29 → 2002-08-20
    Prudential Equity Group, Llc
    Santa Barbara, CA
Other Businesses

1) MD WENDELL WEALTH PARTNERS; OWNER; START 8/2009 INSURANCE PRODUCT(LIFE INSURANCE AND ANNUITIES AND LTC 6/11 3 HRS/MO; 3 HRS/MO DURING TRADING/SERVICES)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-15
S63 Uniform Securities Agent State Law Examination 1994-03-21
  • S65 Uniform Investment Adviser Law Examination
    1996-04-15
  • S63 Uniform Securities Agent State Law Examination
    1994-03-21
Other Names
  • Mark Dwayne Wendell

View on SEC IAPD

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Other Offices

MANCHESTER FINANCIAL INC · WESTLAKE VILLAGE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE VILLAGE, CA
EAGLE STRATEGIES LLC · WESTLAKE VILLAGE, CA
RKS MANAGEMENT, INC. · WESTLAKE VILLAGE, CA
MERCER GLOBAL ADVISORS INC. · Westlake Village, CA
LPL FINANCIAL LLC · WESTLAKE VILLAGE, CA
MML INVESTORS SERVICES, LLC · WESTLAKE VILLAGE, CA
EDWARD JONES · Westlake Village, CA

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