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Joseph Barry Carroll

The Carroll Group, Inc.

Atlanta, GA

CRD 2444543

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Employer firm

The Carroll Group, Inc. CRD 146977

$163M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
The Carroll Group, Inc.

Atlanta, GA • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2008-09-05
  • GA RA
    APPROVED
    Since 2008-09-05

Branch Locations

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Carroll Group Inc Atlanta GA 06/1993 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-05
  • S65 Uniform Investment Adviser Law Examination
    2008-06-05
Other Names
  • Joseph Carroll

View on SEC IAPD

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