Donald Bradford Schofield

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-07-19
IN	RA	APPROVED	1998-12-14

TX RA
APPROVED_RES

Since 2012-07-19
IN RA
APPROVED

Since 1998-12-14

Branch Locations

Indianapolis, IN • United States

Martinsville, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Indianapolis	IN	09/2005	03/2020
Ameriprise Financial Services, Llc	Indianapolis	IN	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Indianapolis, IN
03/2020 → Present

Ameriprise Financial Services, Llc

Indianapolis, IN

Other Businesses

Real Estate Ownership; Commercial; 501 Stover Ave, ,; Not Investment-Related; 05/10/2017 / Commercial; 5391 West State Rd 42 Brazil IN 47834, ,; Not Investment-Related; 05/15/2017 / Commercial; 41 acre property on Squalls and Tabertown Rd Terre Haute, IN, ,; Not Investment-Related; 05/15/2017. Business Ownership; Schofield Properties, LLC; ; Rental Properties; 501 Stover Ave, ,; Not Investment-Related; 05/10/2017; 10 to 19 hours per month; 0 during trading hours / Arrow One LLC; ; Archery Hunting and Photography; 501 Stover Ave Indianapolis, IN 46227, ,; Not Investment-Related; 05/15/2017; 1 to 9 hours per month; 0 during trading hours / Next Level Tennis, LLC; Owner; Tennis Instruction holding company.; 501 Stover Ave, , Indianapolis, IN, 46227; Not Investment-Related; 11/17/2017; 0 hours per month; 0 during trading hours / Dalt Farms, LLC; Owner; Dalt Farms, LLC is a shell business (inactive at this time).; 501 Stover Ave, , Indianapolis, IN, 46227; Not Investment-Related; 06/25/2004; 0 hours per month; 0 during trading hours. Board of Directors; Hickory Springs HOA; Member - Transitioning New Board; 8178 Cindy Circle, , Martinsville, IN, 46151; Not Investment-Related; 08/01/2026; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Indiana Bowhunter Association; Past President - Break Tie vote of Board of Directors; 4772 Old Smith Valley Road, , Greenwood, IN, 46143; Not Investment-Related; 07/15/2024; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-04-01
S63	Uniform Securities Agent State Law Examination	1994-03-25

S65 Uniform Investment Adviser Law Examination

1997-04-01
S63 Uniform Securities Agent State Law Examination

1994-03-25

Other Names

Don Schofield

View on SEC IAPD