Mark Joseph Vamvaketis

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → 11/2018
  Jhfn Sii
  Melville, NY
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Melville, NY

Previous Registrations

• 2013-11-14 → 2018-11-02
  Signator Investors, Inc.
  Westbury, NY
  Hauppauge, NY
  Melville, NY

Other Businesses

1. INSURANCE BROKER, MARK VAMVAKETIS POSITION: Insurance Broker NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 09/01/2000 ADDRESS: 575 Broadhollow Road, Melville NY 11747, United States DESCRIPTION: Sales and service for fixed Insurance 2. VOLANT WEALTH MANAGEMENT POSITION: Investment Advisor Representative NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/10/2021 ADDRESS: 575 Broadhollow Road, Melville NY 11747, United States DESCRIPTION: Investment Advisor Representative

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-07-31
• S63 Uniform Securities Agent State Law Examination
  1995-07-07