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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2020-05-05 |
Branch Locations
155 Main St, Thomaston, CT 06787 • United States
733 Rubber Avenue, Naugatuck, CT 06770 • United States
400 Middlebury Road, Middlebury, CT 06762 • United States
200 New Hartford Rd, Winsted, CT 06098 • United States
14 Danbury Rd, Ridgefield, CT 06877 • United States
5 Coles Rd, Cromwell, CT 06416 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank, Na | Boston | MA | 02/2016 | 04/2020 |
| Santander Securities, Llc | Dorchester | MA | 03/2016 | 04/2020 |
| Webster Bank | Thomaston | CT | 04/2020 | Present |
| Lpl Financial Llc | Thomaston | CT | 04/2020 | Present |
1) 04/16/2020 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - inv rel - at reported business location(s) - start: 04/2020 2) 10/30/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment Related - At Reported Business Location(s) - Start Date 11/13/2025 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-06 |
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