Stephen Swarbrick

Current Employers

Employment History

• 10/2012 → 03/2019
  Questar Capital Corporation
  Minneapolis, MN
• 10/2012 → 03/2019
  Questar Asset Management
  Minneapolis, MN
• 03/2019 → 01/2024
  Woodbury Financial Services, Inc.
  Roseville, CA
• 01/2024 → Present
  Osaic Wealth, Inc.
  El Dorado Hills, CA

Previous Registrations

• 2019-03-01 → 2024-01-19
  Woodbury Financial Services, Inc.
  Torrance, CA
  Cameron Park, CA
  Roseville, CA
  Rocklin, CA
  El Dorado Hills, CA
• 2012-10-24 → 2019-03-01
  Questar Asset Management, Inc.
  Minneapolis, MN
  Roseville, CA
  Cameron Park, CA
• 2008-04-16 → 2012-10-26
  Woodbury Financial Services, Inc.
  Folsom, CA
  Folsom, CA
  Roseville, CA
  Roseville, CA
  Roseville, CA

Other Businesses

1)BRIGHT WATER FOUNDATION POSITION: Board Member NATURE: Bright Water is a 501 (c)(3) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 01/02/2020 ADDRESS: 5649 Milton Ranch Rd. Shingle Springs CA 9586 DESCRIPTION: My role at Bright Water is to help provide opportunities with with other like minded organization to collaborate ideas, and resources to make the work move forward around the world. 2)HOPPE COTTRELL ADVISORS, LLC POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 160 START DATE: 06/12/2020 ADDRESS: 3860 El Dorado Hills Dr. Suite 503, El Dorado Hills CA 95762 DESCRIPTION: Financial advisory for clients 3)STEPHEN SWARBRICK POSITION: Insurance Agent NATURE: other INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 01/01/1993 ADDRESS: 3860 El Dorado Hills Blvd, Suite 503, EL DORADO HILLS CA 95762, United States DESCRIPTION: insurance sales and services

Exams

• S66 Uniform Combined State Law Examination
  2008-04-10
• S63 Uniform Securities Agent State Law Examination
  1994-07-07

Other Names

• Steven Lawrence Swarbrick
• Stephen Lawrence Swarbrick