Michael Eugene Pierce

Current Employers

Employment History

• 09/2005 → Present
  Pierce Financial Group, Inc.
  Palm Beach Gardens, FL
• 08/2014 → 12/2017
  Cambridge Investment Research, Inc
  Fairfield, IA
• 08/2014 → 12/2017
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 12/2017 → 03/2019
  Kestra Financial, Inc.
  Annapolis, MD
• 04/2019 → Present
  Lpl Financial, Llc
  Palm Beach Gardens, FL
• 04/2019 → 06/2024
  Global Retirement Partners Llc
  Palm Beach Gardens, FL
• 06/2024 → Present
  Wellth Advisory Services, Llc
  Shorewood, IL

Previous Registrations

• 2019-04-03 → 2024-07-16
  Global Retirement Partners Llc
  Annapolis, MD
  San Rafael, CA
  Palm Beach Gardens, FL
  Annapolis, MD
• 2017-12-15 → 2019-04-01
  Kestra Advisory Services, Llc
  Annapolis, MD
  Austin, TX
• 2014-08-06 → 2017-12-21
  Cambridge Investment Research Advisors, Inc.
  Annapolis, MD
• 2010-08-02 → 2014-08-14
  Financial Telesis Inc
  Annapolis, MD
  Lothian, MD
  San Rafael, CA
• 1999-08-04 → 2010-08-04
  Tower Square Securities, Inc.
  Lothian, MD
  Lothian, MD

Other Businesses

1. 4/1/2019 - Strategic Retirement Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/2015. 2. 4/1/2019 - SRP Holdings Group LLC - Investment Related - 25434 Prairiewood Ln Shorewood IL - Business Entity For Tax/Investment Purposes Only - Started 2019. 3. 4/1/2019 - SRP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/2015. 4. 4/1/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 2005 - 1 Hour Per Month During Securities Trading - Time Spent 1% - Group disability and life insurance. 5. 4/4/2019 - Global Retirement Partners - DBA: Strategic Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 10/2015 - 140 Hours Per Month/140 Hours During Securities Trading - I provide investment advisory services through Strategic Retirement Partners, an independent investment advisor firm. I started this business activity in 10/2015. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. Termed 6/2024 6. 4/15/2019 - Global Retirement Partners - DBA: SRP - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 10/2015. Termed 6/2024 7. 12/18/2019 - Flexmatch - Not Investment Related - At Reported Business Location(s) & Home Based - Other-Student Loan Repayment Program - Salesperson - Started 08/01/2019 - 5 Hours Per Month During Securities Trading - Thrive. 8. 8/28/2020 - LAOLCO Partners, LLC - Not Investment Related - Ft. Lauderdale, Florida - Other-Family Business - Start Date: 8/1/2020 - 8 Hours Per Month/0 Hours During Securities Trading - Fees from residential dumpster rental. 9. 12/8/2020 - PIERCE FINANCIAL GROUP INC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 07/01/2020 - 60 Hours Per Month/40 Hours During Securities Trading. 10. 7/13/2021 - SRP Ventures, LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Start Date: 6/22/2021 - 0 Hours Per Month/0 Hours During Securities Trading - Making a passive investment in Vestwell, Inc which is a digital recordkeeper. 11. 2/22/2023 - 997 Holdings, LLC - Investment Related - Huntsville, AL. 35824 - Real Estate Rental - Start Date - 02/13/2023 - 1 Hours Per Month/0 Hours During Securities Trading 12. 3/10/2023 - Pure Maintenance - Not Investment Related - Other - Family Business - Owner - Start Date - 02/13/2023 - 0 Hours Per Month/0 Hours During Securities Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-06-26
• S65 Uniform Investment Adviser Law Examination
  1999-07-01

Other Names

• Mike Pierce