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Bret Frederick Schardt

Rbc Capital Markets, LLC

Wilmington, NC

Wilmington, NC

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-05
NC RA APPROVED 2009-03-13
  • TX RA
    APPROVED_RES
    Since 2015-02-05
  • NC RA
    APPROVED
    Since 2009-03-13

Branch Locations

1055 Military Cutoff Road Suite 200, Wilmington, NC 28405-4367 • United States

Wilmington, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Wilmington NC 03/2009 Present
City National Bank Wilimington NC 06/2019 Present
  • 03/2009 → Present
    Rbc Capital Markets Corporation
    Wilmington, NC
  • 06/2019 → Present
    City National Bank
    Wilimington, NC
Previous Registrations
  • 2004-12-01 → 2009-03-13
    Ferris, Baker Watts, Llc
    Wilmington, NC
    Wilmington, NC
  • 2003-07-09 → 2004-12-31
    Coastal Investment Advisors Inc
    Wilmington, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-06-07
S63 Uniform Securities Agent State Law Examination 1994-04-15
  • S65 Uniform Investment Adviser Law Examination
    1995-06-07
  • S63 Uniform Securities Agent State Law Examination
    1994-04-15

View on SEC IAPD

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Other Investors

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EDWARD MONTGOMERY KNOX
TIMOTHY CALHOUN GRAY
EMILY ROGERS HARVEY
CHARLES WARREN MINTZ
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JOHN DAVID THOMAS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC
OSAIC INSTITUTIONS, INC. · Wilmington, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC

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