Best Investors
Account
Sign in
Best Investors
Account
Sign in
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-05-09 |
| TX | RA | APPROVED_RES | 2018-05-07 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
100 Campus Drive Suite 110, Florham Park, NJ 07932 • United States
Randolph, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Florham Park | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Florham Park | NJ | 11/2016 | 05/2018 |
| Raymond James Financial Services,Inc | Morristown | NJ | 05/2018 | 05/2022 |
| Steward Partners Global Advisory, Llc | Florham Park | NJ | 05/2018 | Present |
| Steward Partners Investment Solutions, Llc | Florham Park | NJ | 05/2022 | Present |
| Steward Partners Investment Advisory, Llc | Florham Park | NJ | 05/2018 | Present |
1) Name of Business: Steward Partners Global Advisory Address: 100 Campus Dr Ste 110, Florham Park, NJ, 07932, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/04/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Assist clients in building, managing, protecting and transitioning wealth 2)Name of Business : The Elwood Wealth Management Group Address: 100 Campus Dr Ste 110,Florham Park, NJ Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related: No Start Date: 05/04/2018 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Financial Advisor 3) Name of Business: Steward Partners Global Advisory Address: 100 Campus Dr Ste 110, Florham Park, NJ, 07932, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 05/07/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Install insurance products listed
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-19 |
Reach out to this advisor