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Employer firm

John Hancock Personal Financial Services, LLC CRD 174433

$2.20B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
John Hancock Personal Financial Services, Llc

200 Berkeley Street, Boston, MA 02116 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2020-02-20
  • MA RA
    APPROVED
    Since 2020-02-20

Branch Locations

Plympton, MA • United States

200 Berkeley Street, Boston, MA 02116 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Funds, Llc Boston MA 03/2007 Present
John Hancock Advisors, Llc Boston MA 03/2007 Present
Mfc Global Us, Llc Boston MA 03/2007 Present
John Hancock Distributors Llc Boston MA 08/2008 Present
John Hancock Boston MA 03/2007 Present
Rewind Plymouth MA 03/2006 Present
Manulife Asset Management (Us) Llc Boston MA 12/2012 Present
  • 03/2007 → Present
    John Hancock Funds, Llc
    Boston, MA
  • 03/2007 → Present
    John Hancock Advisors, Llc
    Boston, MA
  • 03/2007 → Present
    Mfc Global Us, Llc
    Boston, MA
  • 08/2008 → Present
    John Hancock Distributors Llc
    Boston, MA
  • 03/2007 → Present
    John Hancock
    Boston, MA
  • 03/2006 → Present
    Rewind
    Plymouth, MA
  • 12/2012 → Present
    Manulife Asset Management (Us) Llc
    Boston, MA
Previous Registrations
Other Businesses

Rewind Band- Drummer/Musician

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-25
S63 Uniform Securities Agent State Law Examination 1998-12-11
  • S65 Uniform Investment Adviser Law Examination
    2005-06-25
  • S63 Uniform Securities Agent State Law Examination
    1998-12-11

View on SEC IAPD

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