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Craig W Beauregard

Charles Schwab & Co., Inc.

Knoxville, TN

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-08-28
  • TN RA
    APPROVED
    Since 2026-08-28

Branch Locations

10114 Parkside Drive Suite 102, Knoxville, TN 37922-1944 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Boston MA 12/2011 08/2026
Fidelity Personal And Workplace Advisors Boston MA 07/2018 03/2025
Strategic Advisers Llc Boston MA 03/2025 08/2026
Charles Schwab & Co., Inc. Knoxville TN 08/2026 Present
Charles Schwab Bank, Ssb Knoxville TN 08/2026 Present
  • 12/2011 → 08/2026
    Fidelity Investments
    Boston, MA
  • 07/2018 → 03/2025
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → 08/2026
    Strategic Advisers Llc
    Boston, MA
  • 08/2026 → Present
    Charles Schwab & Co., Inc.
    Knoxville, TN
  • 08/2026 → Present
    Charles Schwab Bank, Ssb
    Knoxville, TN
Previous Registrations
  • 2025-03-31 → 2026-08-12
    Strategic Advisers Llc
    Goshen, KY
    Louisville, KY
    Boston, MA
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Louisville, KY
    Goshen, KY
  • 2012-05-17 → 2018-07-13
    Strategic Advisers Llc
    Charlotte, NC
    Louisville, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-05-09
S63 Uniform Securities Agent State Law Examination 1994-02-25
  • S65 Uniform Investment Adviser Law Examination
    2012-05-09
  • S63 Uniform Securities Agent State Law Examination
    1994-02-25
Designations
Other Names
  • Craig William Beauregard
  • Craig Beauregard

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · KNOXVILLE, TN
RAYMOND JAMES & ASSOCIATES, INC. · KNOXVILLE, TN
EDWARD JONES · FARRAGUT, TN
FIFTH THIRD SECURITIES, INC. · KNOXVILLE, TN
STATE FARM INVESTMENT MANAGEMENT CORP. · Farragut, TN
TRUIST ADVISORY SERVICES, INC. · KNOXVILLE, TN
PFS INVESTMENTS INC. · KNOXVILLE, TN
EDWARD JONES · KNOXVILLE, TN

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