William Alfred Rice

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Richmond, VA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Richmond, VA

Previous Registrations

• 2006-02-21 → 2008-09-04
  Citigroup Global Markets Inc.
  Richmond, VA
  New York, NY
  Richmond, VA
• 2002-07-12 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Richmond, VA
• 1998-05-15 → 2002-07-22
  Scott & Stringfellow, Llc
  Richmond, VA

Other Businesses

RENTAL PROPERTY, INVT RELATED, CAPE CHARLES, VA, 100% OWNERSHIP WITH SPOUSE, START DATE 5/20/2024, 8 HRS PER MONTH, 0 HRS DURING TRADING, OWNER OF RENTAL PROPERTY. | POWER OF ATTORNEY FOR FATHER; INVESTMENT RELATED; HANOVER, VA; POWER OF ATTORNEY; 01/14/2025; 3 HOURS A MONTH; 0 HOURS DURING TRADING HOURS; | RENTAL PROPERTY; INV RELATED; HENRICO, VA; 100% OWNERSHIP WITH SPOUSE; 05/2025; 6 HOURS PER MONTH; 0 DURING TRADING; RENTAL PROPERTY | ENABL INVESTMENT COMPANY; INV RELATED; GLEN ALLEN, VA; 50% OWNERSHIP WITH SPOUSE; 09/2024; 5 HOURS PER MONTH; 0 DURING TRADING; RENTAL PROPERTY LIABILIY PROTECTION | RENTAL PROPERTY (LILY'S PAD); INV RELATED; CAPE CHARLES, VA; 50% OWNERSHIP; 05/2024; 5 HOURS PER MONTH; 0 DURING TRADING; RENTAL / VACATION HOME|

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-05-13
• S63 Uniform Securities Agent State Law Examination
  1994-04-05

Designations

• Certified Financial Planner

Other Names

• Billy Rice
• William Alfred Rice
• William Alfred Rice Jr.