Anthony Lawrence Venetta

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-01-13
FL	RA	APPROVED	2023-01-30
OH	RA	APPROVED	2005-04-21

TX RA
APPROVED

Since 2025-01-13
FL RA
APPROVED

Since 2023-01-30
OH RA
APPROVED

Since 2005-04-21

Branch Locations

Sarasota, FL • United States

5007 Horizons Drive Suite 200, Columbus, OH 43220-5288 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Securities, Inc.	Columbus	OH	04/2005	Present

04/2005 → Present

Ubs Financial Securities, Inc.

Columbus, OH

Previous Registrations

2003-07-01 → 2005-04-15

Wells Fargo Clearing Services, Llc

Columbus, OH
1999-10-06 → 2003-07-01

Prudential Equity Group, Llc

Columbus, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-03-11
S63	Uniform Securities Agent State Law Examination	1994-02-04

S65 Uniform Investment Adviser Law Examination

1994-03-11
S63 Uniform Securities Agent State Law Examination

1994-02-04