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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2013-02-01
  • WA RA
    APPROVED
    Since 2013-02-01

Branch Locations

16201 E Indiana Ave Ste 1400, Spokane Valley, WA 99216 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Spokane WA 02/2013 Present
Previous Registrations
  • 1998-03-10 → 2013-02-04
    Cetera Wealth Services, Llc
    Spokane, WA
Other Businesses

1. 02/01/2013: Lincoln Plaza LLC - Investment Related - Real Estate Rental - Time Spent 0% - Part owner in office building. 2. 6/7/2017 - Michelle Demand Wealth Management Solutions, PLLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/10/12 - 40 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-05-23
S63 Uniform Securities Agent State Law Examination 1994-01-11
  • S65 Uniform Investment Adviser Law Examination
    1994-05-23
  • S63 Uniform Securities Agent State Law Examination
    1994-01-11
Other Names
  • Michelle Kay Minderman
  • Michelle Kay Demand-Minderman

View on SEC IAPD

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