Richard Craig Clouse

Current Employers

Employment History

• 09/1988 → Present
  Clouse Financial
  Westerville, OH
• 04/2016 → 03/2019
  Kestra Financial Services, Inc.
  Austin, TX
• 04/2019 → Present
  Lpl Financial, Llc
  Westerville, OH
• 04/2019 → 06/2024
  Global Retirement Partners Llc
  Westerville, OH
• 06/2024 → Present
  Wellth Advisory Services, Llc
  Westerville, OH

Previous Registrations

• 2019-04-02 → 2024-07-13
  Global Retirement Partners Llc
  Westerville, OH
  San Rafael, CA
• 2016-04-28 → 2019-04-01
  Kestra Advisory Services, Llc
  Westerville, OH
• 2003-06-06 → 2016-09-22
  Kestra Investment Services, Llc
  Westerville, OH
  Westerville, OH

Other Businesses

1. 04/01/2019 - STRATEGIC RETIREMENT PARTNERS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED / Start Date 10/01/2015 / 0%/ At Reported Business Location(s) 2. 04/01/2019 - CLOUSE FINANCIAL / Business Entity For Tax/Investment Purposes Only / INVESTMENT RELATED / Start Date 12/01/1999 /1%/ WESTERVILLE, OH 3. 04/01/2019 - GOLDBERG, CLOUSE & EDGELL/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ Start Date 12/01/1993 /0%/ At Reported Business Location(s) 4. 04/01/2019 - SRP HOLDINGS GROUP LLC/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ INVESTMENT RELATED/ 0%/ SHOREWOOD, IL 5. 04/01/2019 - SRP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ Start Date 10/01/2015 /0%/ At Reported Business Location(s) 6. 04/01/2019 - RICHARD CLOUSE JR/ NON-VARIABLE INSURANCE/ Investment Related - Started 2019 - 5%/ At Reported Business Location(s) 7. 04/01/2019 - ECC, LLC/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ Start Date 6/1/1999 - 1%/ WESTERVILLE, OH 8. 12/18/2019 - FlexMatch - Not Investment Related - At Reported Business Location(s) - Other-Student Loan Repayment Program - Salesperson - Started 10/01/2019 - 5 Hours Per Month During Securities Trading - Thrive. 9. 7/13/2021 - SRP Ventures, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 4/28/2021 - 0 Hours Per Month/0 Hours During Securities Trading - Making a passive investment in Vestwell, Inc which is a digital recordkeeper. 10. 05/23/2022 - Step Sippers LLC - Not Investment Related - At Reported Business Location(s) - Business Owner - Start Date - 08/20/2021 - 5 Hours Per Month/ 2 Hours During Securities Trading. 11. 08/27/2025- WELLth Advisory Services- Registered Investment Advisor Hybrid - IAR - INV Related- At Reported Business Location(s)- Start date 07/01/2024- 80 Hours Per Month- 20 Hours During Trading-I provide investment advisory services through WELLth Advisory Services, LLC, an independent investment advisor firm. I started this business activity in 7/2024. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 12. 09/03/2025- SRP Ventures V, LLC-Business Entity For Tax/Investment Purposes Only- Not INV Related- At Reported Business Location(s)- Start date 12/27/2024- 1 Hour Per Month/ 0 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-09-05
• S63 Uniform Securities Agent State Law Examination
  1994-01-27

Other Names

• Ric Clouse
• Richard Craig Clouse