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Le-Thuy Cao Nguyen

Ubs Financial Services Inc.

Ft. Worth, TX

Fort Worth, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-03-31
  • TX RA
    APPROVED
    Since 2011-03-31

Branch Locations

301 Commerce Ste 2800, Ft. Worth, TX 76102 • United States

Fort Worth, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Plano TX 03/2011 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-02-16
  • S63 Uniform Securities Agent State Law Examination
    1994-02-16
Designations
Other Names
  • Le Thuy Cao Nguyen
  • Lauren Nguyen
  • Lethuy Cao Nguyen

View on SEC IAPD

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