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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-05-05
  • TX RA
    APPROVED
    Since 2015-05-05

Branch Locations

450 Country Club Rd Suite 340, Eugene, OR 97401 • United States

Eugene, OR • United States

Scottsdale , AZ • United States

760 Sw 9Th Ave Suite 2450, Portland, OR 97205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Portland OR 05/2015 Present
Previous Registrations
  • 2009-06-01 → 2015-05-19
    Eugene, OR
    Lake Oswego, OR
    Eugene, OR
    Eugene, OR
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Eugene, OR
  • 2003-10-07 → 2007-04-02
    Morgan Stanley Dw Inc.
    Eugene, OR
    Eugene, OR
Other Businesses

FISHMORE INVESTMENTS, LLC; 2885 NW Pearlette Lane, Bend, OR 97701; Rental Real Estate; Partner; Occasional Maintenence; 1/1/2005; Business hours per month: No // MB ANGUS, LLC; 2885 NW Pearlette LN, Bend, OR 97703; Cattle breeding; Partner; MB Angus buys and sells cows, the offspring, embryos, and semen at a profit. I am a partner in making cattle buying and selling decisions; 8/1/2017; Business hours per month: No // EUGENE COUNTRY CLUB; 255 Country Club Rd, Eugene, OR 97401; Golf, Tennis, Swimming, Social Club; Member of a committee with management / supervisor functions; I am now on the 401k committee. The committee meets twice per year to review performance and structure of the 401k plan for the benefit of the Club's employees.; 5/9/2018; Business hours per month: No // RMK 800 LLC, Income Real Estate, LLC MemberAdvise and analyze income properites, start date-9/15/2016, BendORUSA97702.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-01
S63 Uniform Securities Agent State Law Examination 1995-01-13
  • S65 Uniform Investment Adviser Law Examination
    1999-04-01
  • S63 Uniform Securities Agent State Law Examination
    1995-01-13
Designations
Other Names
  • Scot Berryman

View on SEC IAPD

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