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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2006-12-19 |
Branch Locations
1600 Boston Providence Hwy, Walpole, MA 02081 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (Fka Linsco Private Ledger) | Walpole | MA | 12/2006 | Present |
(1) 05/11/2009 - REAL ESTATE RENTAL - I OWN A TWO FAMILY HOME AND RENT ONE OF THE UNITS AND LIVE IN THE OTHER. NO BUSINESS RELATIONSHIP. - 5% OF TIME SPENT (2) 09/24/2013 - SEVEN POINT FINANCIAL - WALPOLE, MA 3). 05/16/2019 - No business name - Investment related - Westport MA - Real Estate Rental - start date:06/07/2019 - 4 hrs/mo - 2 hrs during trading - I own a vacation home with my brother David Krikorian.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-25 |
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