Julie Ann Rothmeier

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2006 → Present
  Lpl Financial Llc
  Cloquet, MN
• 05/2017 → 11/2024
  Financial Advocates Investment Management
  Cloquet, MN

Previous Registrations

• 2017-05-22 → 2024-12-02
  Financial Advocates Investment Management
  Cloquet, MN
  Olympia, WA
  Fort Myers, FL
  Estero, FL
• 2004-06-14 → 2006-04-05
  Wells Fargo Investments, Llc
  Cloquet, MN
  Cloquet, MN

Other Businesses

(1) 04/07/2014: CLOQUET ROTARY CLUB - NOT INV REL - COMMUNITY, CIVIC AND CHARITABLE BOARD - 5% OF TIME SPENT - NON-PROFIT ORGANIZATION THAT PROVIDE HUMANITARIAN SERVICE, ENCOURAGE HIGH ETHICAL STANDARDS IN ALL VOCATIONS AND HELP BUILD GOODWILL AND PEACE IN THE WORLD (2) 04/08/2014: STRATEGIC WEALTH PARTNERS, LLC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S)

Exams

• S66 Uniform Combined State Law Examination
  2001-09-07
• S63 Uniform Securities Agent State Law Examination
  1994-02-23

Other Names

• Larson
• Julie Ann Childs
• Julie Ann Palach
• Julie Ann Childs
• Julie Ann Larson