Douglas James Mazzucco

Current Employers

Employment History

• 01/2009 → 11/2017
  Ubs Financial Services Inc.
  Napa, CA
• 11/2017 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 02/2018 → Present
  Bank Of America, N.A.
  San Francisco, CA

Previous Registrations

• 2009-01-16 → 2017-12-11
  Ubs Financial Services Inc.
  Napa, CA
  Saint Helena, CA
• 1997-07-08 → 2009-01-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Menlo Park, CA
  Saint Helena, CA
  Palo Alto, CA
  Palo Alto, CA

Other Businesses

I*110951 ENTITY TYPE: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: 4550 GROUP LLC INVESTMENT RELATED: NO ADDRESS OF BUSINESS:ST. HELENA, CA 94574NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12/2/2013 NUMBER OF HOURS DEVOTED: 20 HRS MTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0D UTIES: PROVIDE GUIDANCE ON A REAL ESTATE PROJECT I*: 454118 Entity Type: Non-Profit Organization Name of outside business organization: JustGive.org Investment related: No Address of business: Weston, CT 06883 Position, title, association: Committee Member, Start date of relationship: 11/01/2025 Number of hours devoted: 20 hrs Annually Number of hours devoted during trading hours: 0 Duties: Charity Bridge Fund, a new initiative from JustGive, announced its official launch, inviting nonprofits across the U.S. that have recently experienced a loss of federal funding to join its platform. The new digital hub connects organizations affected by funding withdrawals directly with donors eager to sustain vital community programs now at risk. Long Term Business Strategy Planning I*3134293Entity Type: Entity For ProfitName of OBA: A&O FarmAddress: saint helena, California, 94574Investment Related: NoPosition, Title, Association: OwnerEmployee Start Date: 11/09/2025Number of Hours: 10, YearlyNumber of Hours during trading: 0, YearlyDuties: Purpose of the entity is to sell Olive Oil from olives grown on our property. none, wife and kids will be handling the business I*454118Entity Type: Entity CharitableName of OBA: Charity BridgeAddress: Weston, ConnecticutInvestment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 11/01/2025Number of Hours: 20, YearlyNumber of Hours during trading: 0, YearlyDuties: Charity Bridge Fund, a new initiative from JustGive, announced its official launch, inviting nonprofits across the U.S. that have recently experienced a loss of federal funding to join its platform. The new digital hub connects organizations affected by funding withdrawals directly with donors eager to sustain vital community programs now at risk. Long Term Business Strategy Planning I*4003273, Entity Type: , Name of OBA: Trust U/W T C. M, Address: saint helena, California, 94574, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 03/01/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-04-29
• S63 Uniform Securities Agent State Law Examination
  1994-03-23

Other Names

• Douglas J Mazzucco