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Eagle Strategies LLC CRD 110826
$32.0B regulatory AUM 6,662 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 1999-04-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co. | San Bernardino | CA | 12/1993 | Present |
| Nylife Securities Inc. | San Bernardino | CA | 12/1993 | Present |
| Eagle Strategies Llc | Irvine | CA | 03/1999 | Present |
APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS. BROKERING THE SALE OF NON-REGISTERED INSURANCE PRODUCTS NOT OFFERED BY NEW YORK LIFE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-07 |
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