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Richard Stephen Mullin

LPl Financial LLC

Boston, MA

Dover, MA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-12-10
  • MA RA
    APPROVED
    Since 2025-12-10

Branch Locations

201 Washington St Ste 300, Boston, MA 02108 • United States

Dover, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Marlborough MA 01/2008 01/2021
Fidelity Personal And Workplace Advisors Boston MA 07/2018 01/2021
Tiaa Waltham MA 06/2022 01/2025
Tiaa-Cref Individual & Institutional Services, Llc Waltham MA 06/2022 01/2025
Unemployed Dover MA 01/2021 06/2022
Lpl Financial Llc Boston MA 11/2025 Present
Unemployed Dover MA 01/2025 11/2025
  • 01/2008 → 01/2021
    Fidelity Brokerage Services Llc
    Marlborough, MA
  • 07/2018 → 01/2021
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 06/2022 → 01/2025
    Tiaa
    Waltham, MA
  • 06/2022 → 01/2025
    Tiaa-Cref Individual & Institutional Services, Llc
    Waltham, MA
  • 01/2021 → 06/2022
    Unemployed
    Dover, MA
  • 11/2025 → Present
    Lpl Financial Llc
    Boston, MA
  • 01/2025 → 11/2025
    Unemployed
    Dover, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-11
S63 Uniform Securities Agent State Law Examination 1994-01-10
  • S66 Uniform Combined State Law Examination
    2010-06-11
  • S63 Uniform Securities Agent State Law Examination
    1994-01-10
Other Names
  • Richard Stephen Mullin
  • Richard Stephen Mullin
  • Richard S Mullin

View on SEC IAPD

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Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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