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200 Northpointe Circle Suite 202, Seven Fields, PA 16046 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-09-09 |
| TX | RA | APPROVED_RES | 2019-07-09 |
| PA | RA | APPROVED | 2005-08-26 |
Branch Locations
200 Northpointe Circle Suite 202, Seven Fields, PA 16046 • United States
No disclosure categories reported as “Yes” on this SEC record.
1) Licensed Insurance Agent; Investment Related; At Reported Business Location; Sale of Insurance Policies; Agent; 05/17/2004; 1 hours/month; 0 hours during securities trading hours; Sell insurance policies through Diversified Brokerage Services, Inc. on an as needed basis.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-03 |
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