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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-20
AL RA APPROVED 2017-03-24
  • TX RA
    APPROVED_RES
    Since 2021-04-20
  • AL RA
    APPROVED
    Since 2017-03-24

Branch Locations

3535 Grandview Parkway Suite 400, Birmingham, AL 35243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Inc Fairfield IA 08/2014 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2017 Present
Previous Registrations
  • 2013-06-06 → 2017-03-24
    Hoover, AL
  • 2009-09-11 → 2013-04-09
    Intl Advisory Consultants Inc.
    Birmingham, AL
    Birmingham, AL
  • 2005-07-26 → 2009-09-01
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
Other Businesses

1) GREYSTONE CAPITAL MANAGEMENT INC, 3535 GRANDVIEW PARKWAY, STE 400, BIRMINGHAM, AL, 10/01/2012 AS PRESIDENT/OWNER- S-CORP FOR LIABILITY PURPOSES. INV REL - 5 HR/MO, 5 HR/TRADING. 2) GREYSTONE CAPITAL MANAGEMENT, 3535 GRANDVIEW PARKWAY, STE 400, BIRMINGHAM, AL, TRUSTEE OF IRREVOCABLE TRUST FOR JEFFREY PORPHY, 8/19/2014. INV REL - 2 HR/YR - 0/TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 35/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4) STEVEN R KAHN, 3535 GRANDVIEW PARKWAY, STE 400, BIRMINGHAM, AL, EXECUTOR TO WILL, 12/01/14, NIR, 0/MO- 0/TRADING 5) GREYSTONE CAPITAL MANAGEMENT, 3535 GRANDVIEW PARKWAY, STE 400, BIRMINGHAM, AL, DBA PRESIDENT, 03/02/17, INV REL,40/WK- 35/TRADING 6) STEVEN KAHN, 3535 Grandview Pkwy, Suite 400, Birmingham AL 35243, United States, 01/2015, Investment Advisor Representative, Insurance/Benefits/Human Resources, INV REL, HR/MO: 1, HR/MO Trading: 1

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-21
S63 Uniform Securities Agent State Law Examination 1994-05-25
  • S65 Uniform Investment Adviser Law Examination
    2005-07-21
  • S63 Uniform Securities Agent State Law Examination
    1994-05-25

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