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Lewis Robert Zwiebel

Robert W. Baird & Co. Incorporated

Prospect, KY

Milwaukee, WI

CRD 2442196

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Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-05-03
KY RA APPROVED 2015-09-09
  • WI RA
    APPROVED
    Since 2022-05-03
  • KY RA
    APPROVED
    Since 2015-09-09

Branch Locations

Prospect, KY • United States

777 East Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Cincinnati OH 12/2011 Present
Previous Registrations
  • 2008-10-21 → 2012-01-27
    Riazzi Asset Management, Llc
    Dayton, OH
  • 2004-03-31 → 2008-10-03
    Transamerica Investment Management, Llc
    Dayton , OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-08
S63 Uniform Securities Agent State Law Examination 2001-04-13
S65 Uniform Investment Adviser Law Examination 1996-08-28
  • S66 Uniform Combined State Law Examination
    2015-09-08
  • S63 Uniform Securities Agent State Law Examination
    2001-04-13
  • S65 Uniform Investment Adviser Law Examination
    1996-08-28
Other Names
  • Rob Zwiebel

View on SEC IAPD

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