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Julia Hope Marble

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-26
NC RA APPROVED 2003-06-26
  • TX RA
    APPROVED_RES
    Since 2013-02-26
  • NC RA
    APPROVED
    Since 2003-06-26

Branch Locations

13510 Ballantyne Corporate Pl, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 10/2002 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-06-19
S63 Uniform Securities Agent State Law Examination 1998-07-28
  • S65 Uniform Investment Adviser Law Examination
    2003-06-19
  • S63 Uniform Securities Agent State Law Examination
    1998-07-28
Other Names
  • Jula Hope Marble
  • Julia H Marble

View on SEC IAPD

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