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James Carter Bee

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Manchester, NH

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2026-07-07
TX RA APPROVED 2026-07-07
  • NH RA
    APPROVED
    Since 2026-07-07
  • TX RA
    APPROVED
    Since 2026-07-07

Branch Locations

900 Elm St, Manchester, NH 03101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, National Association New York NY 01/2015 07/2026
Bank Of America, N.A. Manchester NH 07/2026 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Manchester NH 07/2026 Present
Previous Registrations
  • 2013-02-04 → 2026-07-20
    Morgan Stanley
    Westborough, MA
    Bedford, NH
    Boston, MA
    Bedford, NH
    Bedford, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-01
S65 Uniform Investment Adviser Law Examination 1994-05-17
S63 Uniform Securities Agent State Law Examination 1994-02-09
  • S66 Uniform Combined State Law Examination
    2013-02-01
  • S65 Uniform Investment Adviser Law Examination
    1994-05-17
  • S63 Uniform Securities Agent State Law Examination
    1994-02-09
Other Names
  • James Bee

View on SEC IAPD

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