Michael Sterling Marshel

Employer firm

Centaurus Financial, Inc. CRD 30833

$9.74B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2026-05-26
WI	RA	APPROVED	2021-04-28
WA	RA	APPROVED	2011-01-05
CA	RA	APPROVED	2003-02-25

AZ RA
APPROVED

Since 2026-05-26
WI RA
APPROVED

Since 2021-04-28
WA RA
APPROVED

Since 2011-01-05
CA RA
APPROVED

Since 2003-02-25

Branch Locations

Richland, WA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Centaurus Financial, Inc.	Orange	CA	02/2003	Present

02/2003 → Present

Centaurus Financial, Inc.

Orange, CA

Previous Registrations

1997-08-28 → 2003-02-26

Lpl Financial Llc

Newport Beach, CA

Other Businesses

DBA STERLING CAPITAL MANAGEMENT, PRESIDENT, SINCE 3/4/2003, FOR BRANDING PURPOSES ONLY, DEVOTED TIME IS O HRS A MONTH, NON-INVESTMENT RELATED. STERLING SOFTWARE, PRESIDENT/OWNER, SINCE 7/25/2011, 1433 BLUE MOUNTIAN LOOP, RICHLAND, WA 99352, STOCK INDEX FUTURE PROGRAM SOFTWARE, DEVOTED TIME IS 20 HRS A MONTH, NON-INVESTMENT RELATED.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-04-22
S63	Uniform Securities Agent State Law Examination	1994-03-25

S65 Uniform Investment Adviser Law Examination

1994-04-22
S63 Uniform Securities Agent State Law Examination

1994-03-25

Other Names

Michael S Marshel

View on SEC IAPD