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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-09-01
NH RA APPROVED 2008-06-13
  • TX RA
    APPROVED_RES
    Since 2021-09-01
  • NH RA
    APPROVED
    Since 2008-06-13

Branch Locations

43 Constitution Drive Suite 201, Bedford, NH 03110 • United States

Nashua, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Bedford NH 05/2008 Present
Mml Investors Services, Inc. Bedford NH 05/2008 Present
  • 05/2008 → Present
    Massmutual Life Insurance Company
    Bedford, NH
  • 05/2008 → Present
    Mml Investors Services, Inc.
    Bedford, NH
Previous Registrations
  • 1999-03-19 → 2008-05-12
    New England Securities
    Nashua, NH
    Nashua, NH
    Manchester, NH
  • 1999-02-02 → 2003-12-31
    Parks - Tuttle Financial Services, Inc.
  • 1999-02-02 → 2002-12-31
    Parks - Tuttle Financial Services, Inc.
    Bedford, NH
Other Businesses

NAME: JOHN MICAVICH INV REL: Y ADD: 43 Constitution Dr. Suite 201 Bedford, NH. 03110 NATURE: Life and health insurance sales POSITION: Agent START DATE: 11/29/2011 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 (2) NAME: JOHN MICAVICH INV REL: Y ADD: 43 Constitution Dr. Suite 201 Bedford, NH. 03110 NATURE: Outside insurance sales POSITION: Agent START DATE: 11/29/2011 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-30
S63 Uniform Securities Agent State Law Examination 1995-11-22
  • S65 Uniform Investment Adviser Law Examination
    2006-03-30
  • S63 Uniform Securities Agent State Law Examination
    1995-11-22

View on SEC IAPD

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