Douglas James Canna

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2002 → Present
  Canna Investment Management, Inc.
  Valrico, FL
• 09/2009 → Present
  Lpl Financial Llc
  Valrico, FL

Previous Registrations

• 2008-04-10 → 2009-09-17
  Mutual Service Corporation
  Parrish, FL
  West Palm Beach, FL
  Parrish, FL
  Boston, MA
• 2007-01-08 → 2008-04-14
  First Allied Advisory Services, Inc.
  Parrish, FL
  San Diego, CA
• 2000-02-15 → 2006-12-31
  Ffp Advisory Services Inc
  Parrish, FL

Other Businesses

1. 3/16/2018 - Focus Wealth Strategies, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/01/2018 - 10 Hours Per Month During Securities Trading. 2. 6/10/2019 - Brownstone Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/01/2019 - 20 Hours Per Month During Securities Trading. 3. 10/18/2021 - Brownstone Insurance Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Broker - Start Date: 09/20/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 4) 08/15/2025 - Canna Investment Management, Inc. - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:02/28/2000 - 5 Hrs/Mth - 0 Hrs During Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-01-27

Other Names

• Douglas James Canna
• Doug Canna