Clint W Gault

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → Present
  Cetera Advisors Llc
  Denver, CO
• 12/2011 → Present
  Wealth Health Llc
  Avon, OH
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

(1) WEALTH HEALTH LLC, START 12/20/2011, FIXED INSURANCE AND SECURITIES BUSINESS, TAX AND WEALTH ADVISOR. (2) GAULT LEGAL GROUP LLC, START 2006, 35715 DETROIT ROAD AVON OH 44011-USA, ESTATE PLANNING SERVICES. (3) WEALTH HEALTH TAX,LLC, START 2006, TAX SERVICE AND PREPERATIONS, 5296 STATE RD OH 44134, STARTED 4/2017. (4) GAULT PROPERTIES, LLC, 35651 DETROIT RD, AVON, OH, 44011, START 01/04/2013, RENTAL PROPERTY, OWNER, 1HR/WK, RENTAL INCOME. (5) NAME OF OTHER BUSINESS: FRENCH CREEK FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: PO BOX 111, AVON, OH 44011; NATURE OF BUSINESS: NON PROFIT; START DATE: 01/2018; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ORGANIZING AND RUNNING MONTHLY MEETINGS AND PROMOTING THE ORGANIZATION;

Exams

• S66 Uniform Combined State Law Examination
  2008-12-03
• S63 Uniform Securities Agent State Law Examination
  2006-11-22